Investor Alerts and Investigations
ChapmanAlbin monitors publicly available records, disclosures, and regulatory matters involving brokers, brokerage firms, and investment products that may be relevant to investors. This page helps you search current investigations, browse by category, and review issues that may relate to your losses or concerns.
Search for a broker, firm, or investment product, or browse recent Investigation pages below.
Featured Investigations
Explore selected Investigation pages involving brokers, firms, and investment products that may be especially relevant to current investor concerns.
Brokers
Austin A. Bowlin
Austin A. Bowlin (CRD 5674142) faces five pending FINRA arbitration claims filed at Aurora Securities, all alleging unsuitable real estate securities recommendations, with combined alleged damages approaching $10 million.
Read MoreProducts
828 Media / Todd Lundbohm
ChapmanAlbin and co-counsel Kuglar Law have filed suit on behalf of investors who allege they were sold risky 828 Media and Todd Lundbohm-related offerings as suitable, tax-advantaged opportunities.
Read MoreBrokers
Neil D. Hance
ChapmanAlbin filed a FINRA arbitration claim involving alleged annuity misconduct, selling away, promissory notes, and private real estate or restaurant-related investments recommended by Neil D. Hance.
Read MoreBrowse Investigations by Category
Brokers
Research financial advisors and brokers who may be connected to investor complaints, disclosures, or other public records.
Firms
Review Investigation pages involving brokerage firms and advisory firms that may be relevant to your experience.
Products
Explore Investigation pages related to structured notes, private placements, annuities, REITs, and other investment products.
All Investigations
Browse ChapmanAlbin Investigation pages by broker, firm, or product. Use search and filters above to narrow results.
Products Investigations
828 Media / Todd Lundbohm
ChapmanAlbin and co-counsel Kuglar Law have filed suit on behalf of investors who allege they were sold risky 828 Media and Todd Lundbohm-related offerings as suitable, tax-advantaged opportunities.
Read MoreHow to Use These Investigations
These Investigation pages are designed to help investors research brokers, firms, and investment products that may be connected to publicly reported concerns, customer complaints, disclosures, or regulatory actions.
In some cases, an Investigation page may discuss allegations, settlements, disclosures, or other public records. A listing on this page does not necessarily mean liability has been established or that wrongdoing has been proven in every case. Still, these pages can help investors identify patterns, ask better questions, and determine whether their losses may deserve a closer review.
If you are researching a specific broker, firm, or product and do not see it listed here, ChapmanAlbin may still be able to review your situation.
Concerned About Investment Losses?
If you believe your losses may relate to one of the issues described in these Investigation pages, ChapmanAlbin may be able to review your situation and help you understand your options.