(877) 410-8172
Home  »  Investor Alerts  »  Tory A. Duggins

Tory A. Duggins

Date:

February 6, 2024

Type of alert:

FINRA AWC  

Tory A. Duggins entered into a FINRA Acceptance, Waiver, and Consent (AWC). Duggins allegedly recommended excessive trades and failed to report a customer complaint on his Form U4. He has consented to an 18-month suspension.

Read More

Contact Us If You Believe You Have a Case

"*" indicates required fields

Name*

Please note: We are unable to take cases with losses of less than $50,000.

This field is for validation purposes and should be left unchanged.

(877) 410-8172

© 2024 ChapmanAlbin

This site contains attorney advertising. The attorneys at ChapmanAlbin are licensed to practice law in Ohio and Michigan. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. Each client and each client’s case is unique, and no result or outcome is or can ever be guaranteed. The information provided in this website is offered for general information purposes only; it is not offered as and does not constitute legal advice in any way. // Disclaimer