(877) 410-8172
Home  »  Investor Alerts  »  Thomas Garnette Martin, Jr.

Thomas Garnette Martin, Jr.

Date:

February 15, 2023

Type of alert:

SEC Administrative Proceeding  

The SEC deems it appropriate and in the public interest that public administrative proceedings be instituted against Thomas Garnette Martin, Jr. Martin was the president and owner of Carolina Financial Investments, LLC and pled guilty to one count of securities fraud in connection with the sale of securities in Dynamic Equity Management Fund.

Read More

Contact Us If You Believe You Have a Case

"*" indicates required fields

Name*

Please note: We are unable to take cases with losses of less than $50,000.

This field is for validation purposes and should be left unchanged.

(877) 410-8172

© 2025 ChapmanAlbin

This site contains attorney advertising. The attorneys at ChapmanAlbin are licensed to practice law in Ohio and Michigan. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. Each client and each client’s case is unique, and no result or outcome is or can ever be guaranteed. The information provided in this website is offered for general information purposes only; it is not offered as and does not constitute legal advice in any way. // Disclaimer

Close menu