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Thomas Garnette Martin, Jr.

Date:

February 15, 2023

Type of alert:

SEC Administrative Proceeding  

The SEC deems it appropriate and in the public interest that public administrative proceedings be instituted against Thomas Garnette Martin, Jr. Martin was the president and owner of Carolina Financial Investments, LLC and pled guilty to one count of securities fraud in connection with the sale of securities in Dynamic Equity Management Fund.

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