Summit Planning Group, Inc. and Richard Urciuoli


September 27, 2023

Type of alert:

SEC Administrative Proceeding  

The SEC deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be instituted against Summit Planning Group, Inc. and Richard Urciuoli. Urciuoli, as Summit’s sole owner and investment adviser representative, invested client funds in a high-risk product without a reasonable basis, resulting in significant losses. Both Respondents are censured and have been ordered to pay fines.

Contact Us If You Believe You Have a Case

"*" indicates required fields


Please note: We are unable to take cases with losses of less than $50,000.

This field is for validation purposes and should be left unchanged.

This site contains attorney advertising. The attorneys at ChapmanAlbin are licensed to practice law in Ohio and Michigan. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. Each client and each client’s case is unique, and no result or outcome is or can ever be guaranteed. The information provided in this website is offered for general information purposes only; it is not offered as and does not constitute legal advice in any way. // Disclaimer