Rhett Bedwell

Date:

April 14, 2021

Type of alert:

FINRA AWC  

On March 2, 2021, former LPL Financial general securities representative Rhett Bedwell consented to a bar imposed by the Financial Industry Regulatory Authority (FINRA) for failing to provide documents and information requested by FINRA Department of Enforcement pursuant to FINRA Rule 8210. Bedwell has been associated with LPL Financial in Rogers, Arkansas from November 2017 to August 2019.

According to the Letter of Acceptance, Waiver and Consent (AWC), FINRA began investigating Bedwell’s securities business activities when LPL Financial filed an amended Form U5 reporting Bedwell’s termination from the firm and disclosing that Bedwell had been named in a pending customer arbitration. This customer alleged that in 2019, Bedwell moved their IRA to a different administrator and forged documentation to invest their money in a Ponzi scheme.

Without admitting or denying the allegations made against him, Bedwell consented to a bar from associating with any FINRA member firm in any capacity.

If you invested money with Rhett Bedwell and suspect wrongdoing, you may be able to recover from him or LPL Financial. Call us today at 1-877-410-8172 for a free consultation.

Take the next steps to find out if you have a claim:

Step 1.

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Call and speak to one of our attorneys* for a no-cost consultation to discuss your situation, answer your questions, and help you determine the next steps. This call usually takes about 15 minutes, but we are happy to talk to you as long as you would like!

Step 2.

Quick Review of Your Paperwork

If we think you might have a case, we will need to review a few basic documents. If we determine you have a case, then you will have the option to hire us as your attorneys to pursue it.

Step 3.

Signed Attorney/Client Agreement

If you decide to hire us to pursue your case, we will have you sign an attorney-client agreement so we can begin the process of trying to recover your losses.*

*In the vast majority of cases, our agreement is contingent – meaning you won’t owe us any money unless we recover money for you.


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