Rand Heckler


September 27, 2023

Type of alert:

SEC Administrative Proceeding  

The SEC deems it appropriate and in the public interest that public administrative proceedings be instituted against Rand Heckler. Heckler engaged in fraudulent activities and pled guilty to violations of New York law, resulting in a permanent injunction against him. Any future association with Heckler is subject to specific conditions, including compliance with SEC orders and payment of penalties or restitution.

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