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McDonald Partners LLC

Date:

July 11, 2022

Type of alert:

FINRA AWC  

McDonald Partners recently entered into a FINRA Acceptance, Waiver, and Consent. FINRA found McDonald Partners allegedly violated multiple laws and regulations including: failing to protect prospective investors’ funds, conducting a securities business while failing to maintain its required minimum net capital, and more. McDonald Partners consented, without confirming or denying the allegations, to a censure, a fine, and partial restitution.

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