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Mario E. Rivero Jr.

Date:

April 18, 2022

Type of alert:

SEC Complaint  

The SEC charged Mario E. Rivero Jr. with allegedly misappropriating at least $680,000 from his clients. The former New Jersey broker and investment adviser representative allegedly convinced at least five customers, some elderly or experiencing memory loss, that he was making investments on their behalf but was instead siphoning thousands of dollars for his benefit.

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