(877) 410-8172
Home  »  Investor Alerts  »  John James Hoidas

John James Hoidas

Date:

July 25, 2023

Type of alert:

FINRA AWC  

John James Hoidas entered into a FINRA Acceptance, Waiver, and Consent. Hoidas allegedly made unsuitable recommendations at Uhlmann Price Securities, caused two member firms to maintain incomplete books and records, and communicated through text messages using his personal phone regarding securities-related business. Additionally, while registered through ATIS, Hoidas allegedly entered into a commission-sharing agreement with another ATIS registered representative, which was not disclosed to, or approved by, ATIS. Hoidas consented, without admitting or denying the claims, to an 18-month suspension and a $40,000 fine.

Read More

Contact Us If You Believe You Have a Case

"*" indicates required fields

Name*

Please note: We are unable to take cases with losses of less than $50,000.

This field is for validation purposes and should be left unchanged.
(877) 410-8172

© 2024 ChapmanAlbin

This site contains attorney advertising. The attorneys at ChapmanAlbin are licensed to practice law in Ohio and Michigan. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. Each client and each client’s case is unique, and no result or outcome is or can ever be guaranteed. The information provided in this website is offered for general information purposes only; it is not offered as and does not constitute legal advice in any way. // Disclaimer