July 29, 2024
Attorneys at ChapmanAlbin are investigating Jeffrey Allan Rocheck, former registered representative at Independence Capital, over allegations that Rocheck misappropriated client funds. Rocheck allegedly used his association with Independence Capital to lure unsuspecting clients into numerous fraudulent investment schemes.
Rocheck may have misappropriated his clients’ funds, but investors are not without legal recourse. Investment firms have a duty to reasonably supervise the investment-related activities of the professionals they employ to ensure their representatives comply with state and federal law. When they fail in that duty, they may be liable to individual investors for damages. If you believe you lost money in fraudulent investment scheme, call ChapmanAlbin for a free consultation.
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