George Stubos


June 27, 2022

Type of alert:

SEC Complaint  

The SEC charged George Stubos with allegedly gaining control of several microcap companies and engaging in a scheme that misled investors, brokers, and transfer agents, generating over $10 million in unlawful stock sale proceeds. The SEC is seeking permanent obey-the-law and conduct-based injunctions, disgorgement of allegedly ill-gotten gains plus prejudgment interest, and a penny stock bar. 

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