(877) 410-8172
Home  »  Investor Alerts  »  Geneos Wealth Management, Inc.

Geneos Wealth Management, Inc.

Date:

April 22, 2022

Type of alert:

FINRA AWC  

Geneos Wealth Management, Inc. recently entered into a FINRA Acceptance, Waiver, and Consent. Geneos allegedly failed to reasonably supervise representatives’ recommendations of the LJM Preservation & Growth Fund, an alternative investment. The representatives sold over $250 million in LJM and then the value dropped 80%. Geneos consented, without confirming or denying the allegations, to a censure, $150,000 fine, and restitution of over $250,000.

Read More

Contact Us If You Believe You Have a Case

"*" indicates required fields

Name*

Please note: We are unable to take cases with losses of less than $50,000.

This field is for validation purposes and should be left unchanged.
(877) 410-8172

© 2024 ChapmanAlbin

This site contains attorney advertising. The attorneys at ChapmanAlbin are licensed to practice law in Ohio and Michigan. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. Each client and each client’s case is unique, and no result or outcome is or can ever be guaranteed. The information provided in this website is offered for general information purposes only; it is not offered as and does not constitute legal advice in any way. // Disclaimer