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Elliot Smerling

Date:

April 30, 2022

Type of alert:

SEC Administrative Proceeding  

Elliot Smerling pled guilty to one count of securities fraud, soliciting individuals to invest in JES Global Capital L.P. (the “JES Fund”). The information alleges that Smerling utilized false and misleading statements and/or forged documents to obtain $140 million in collateralized loans. It has been ordered that Smerling be barred.

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