(877) 410-8172
Home  »  Investor Alerts  »  Elba M. Nogueras

Elba M. Nogueras

Date:

September 27, 2023

Type of alert:

FINRA AWC  

Elba M. Nogueras submitted an Acceptance, Waiver, and Consent (AWC). Without admitting or denying the claims, Nogueras accepts and consents to the following findings: Recommending that her customer invest 81% of his liquid net worth with a non-traded REIT without a reasonable basis to believe the investment was in the customer’s best interest. Nogueras consented to a suspension, fine, and disgorgement.

Read More

Contact Us If You Believe You Have a Case

"*" indicates required fields

Name*

Please note: We are unable to take cases with losses of less than $50,000.

This field is for validation purposes and should be left unchanged.

(877) 410-8172

© 2024 ChapmanAlbin

This site contains attorney advertising. The attorneys at ChapmanAlbin are licensed to practice law in Ohio and Michigan. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. Each client and each client’s case is unique, and no result or outcome is or can ever be guaranteed. The information provided in this website is offered for general information purposes only; it is not offered as and does not constitute legal advice in any way. // Disclaimer