David Robert McDonnell

Date:

April 22, 2022

Type of alert:

FINRA AWC  

David Robert McDonnell recently entered into a FINRA Acceptance, Waiver, and Consent. McDonnell allegedly refused to provide documents requested by FINRA in connection with an investigation. McDonnell consented, without confirming or denying the allegations, to a bar from associating with any FINRA member.

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