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David Michael Stevens

Date:

April 22, 2022

Type of alert:

FINRA AWC  

David Michael Stevens recently entered into a FINRA Acceptance, Waiver, and Consent. Stevens allegedly submitted falsified letters with forged signatures purportedly from a customer’s estate attorney and accountant. Stevens consented, without confirming or denying the allegations, to a bar from associating with any FINRA member.

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