March 17, 2025
FINRA Barred
The Financial Industry Regulatory Authority (FINRA) has permanently barred David L. Jerke, a former LPL Financial LLC representative, after he refused to provide documents and information in an investigation regarding an unauthorized loan solicitation from a customer.
Jerke’s failure to comply with FINRA’s requests violated FINRA Rules 8210 and 2010, leading to his permanent ban from associating with any FINRA member in any capacity.
If you invested with David Jerke or have concerns about an unauthorized financial transaction, ChapmanAlbin LLC may be able to help. Contact us today for a free consultation to explore your legal options. Stay informed on the latest investor alerts by visiting our website.
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