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Christopher Booth Kennedy

Date:

January 16, 2024

Type of alert:

SEC Order  

Christopher Booth Kennedy allegedly churned and excessively traded accounts, causing losses of over $2.3 million in value and $715,000 in trading costs and interest. In addition, he created fake account statements to hide the performance and provided false statements and testimony to FINRA. Kennedy submitted an Offer of Settlement and is barred.

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