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Blake Adam Levy

Date:

June 30, 2023

Type of alert:

FINRA AWC  

Blake Adam Levy entered into a FINRA Acceptance, Waiver, and Consent. Levy allegedly recommended that 20 customers purchase membership interests of over $2 million without having a reasonable basis to make these recommendations. He made omissions in connection with these sales. Levy consented, without admitting or denying the claims, to a four month suspension and a $5,000 fine.

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