March 8, 2024
SEC Administrative Proceeding
Update 3/8/2024
A final judgment was entered against Anthony B. Liddle, who operated Prosper Wealth Management, LLC. The Complaint alleged that Liddle falsified documents and made misrepresentations.
The final judgment bars Liddle and orders him to pay disgorgement of $1,662,041.80, but deems this obligation fully satisfied by the entry of a restitution order in a parallel criminal case in which Liddle pleaded guilty to wire fraud and money laundering and was sentenced to serve 97 months in prison.
The SEC deems it appropriate and in the public interest that public administrative proceedings be instituted against Anthony B. Liddle. In early 2023, Liddle pled guilty to one count of wire fraud and one count of money laundering and was sentenced to 97 months in prison on each count as well as restitution.
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