Allianz Global Investors U.S. LLC


May 25, 2022

Type of alert:

SEC Administrative Proceeding  

The SEC ordered Cease-and-Desist proceedings against Allianz Global Investors U.S. LLC. AGI submitted an Offer of Settlement which the Commission determined to accept. AGI allegedly marketed and sold to 114 institutional investors, representing $11 billion in assets under management. Some of the funds lost 90%. Sanctions imposed include $349.2 million to the SEC and a civil penalty of $675 million.

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