June 16, 2025
Unauthorized Trading
ChapmanAlbin is investigating potential claims on behalf of investors who worked with former Truist Investment Services broker Sloan Thompson.
According to public regulatory records, Sloan Thompson is the subject of over 30 customer complaints alleging unauthorized trading, misrepresentation, and unsuitable investment recommendations. The majority of these complaints were filed while Thompson was registered with Truist Investment Services (formerly known as BB&T Investment Services).
Many of the customer disputes involve similar allegations that Thompson made transactions in client accounts without permission, resulting in significant losses or activity that did not align with the investors’ objectives and risk tolerance. Several of the complaints have resulted in settlements, including some exceeding $100,000.
Thompson was registered in the securities industry for over 30 years before leaving Truist Investment Services in 2023. His record of repeated complaints suggests a troubling pattern of broker misconduct that may have caused financial harm to clients.
If you or someone you know invested with Sloan Thompson and experienced losses or suspect unauthorized activity in your account, contact ChapmanAlbin today. We are actively investigating these claims and may be able to help you recover funds lost due to broker misconduct.
Call 1-877-410-8172 or visit chapmanalbin.com to schedule a free consultation.
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