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Christopher Alexander Polinaire

Date:

November 11, 2022

Type of alert:

FINRA AWC  

Christopher Polinaire submitted an Acceptance, Waiver, and Consent (AWC). Without admitting or denying the claims, Polinaire accepts and consents to the following findings: violating FINRA Rules 2111 and 2010 by excessively and unsuitably trading customers’ accounts.

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