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Home  »  Investor Alerts  »  Scott Adam Brander, Buckman Advisory Group, LLC, and Henry J. Buckman, Jr.

Scott Adam Brander, Buckman Advisory Group, LLC, and Henry J. Buckman, Jr.

Date:

November 11, 2022

Type of alert:

SEC Settlement  

Scott Adam Brander, Buckman Advisory Group, LLC, and Henry Buckman, Jr. agreed to settle charges relating to an alleged cherry-picking scheme. Brander allegedly received more than $800,000 of ill-gotten gains. Buckman Advisory Group, LLC and CEO, Henry Buckman, Jr. allegedly failed to implement policies and procedures designed to prevent violations and failed to properly supervise Brander.

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