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John W. Pauciulo

Date:

August 9, 2022

Type of alert:

SEC Cease-and-Desist  

The SEC instituted cease-and-desist proceedings against John W. Pauciulo. Pauciulo submitted an Offer of Settlement that the Commission has determined to accept. Pauciulo allegedly played a role in a multi-million dollar unregistered offering fraud.

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