(877) 410-8172
Home  »  Investor Alerts  »  Eric Edward Nicolassy

Eric Edward Nicolassy

Date:

April 22, 2022

Type of alert:

FINRA AWC  

Eric Edward Nicolassy recently entered into a FINRA Acceptance, Waiver, and Consent. Nicolassy allegedly engaged in excessive and unsuitable trading in a senior customer’s account. He also allegedly exercised discretionary authority in at least four customer accounts without having written authorization. Nicolassy consented, without confirming or denying the allegations, to a four-month suspension and partial restitution.

Read More

Contact Us If You Believe You Have a Case

"*" indicates required fields

Name*

Please note: We are unable to take cases with losses of less than $50,000.

This field is for validation purposes and should be left unchanged.

(877) 410-8172

© 2024 ChapmanAlbin

This site contains attorney advertising. The attorneys at ChapmanAlbin are licensed to practice law in Ohio and Michigan. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. Each client and each client’s case is unique, and no result or outcome is or can ever be guaranteed. The information provided in this website is offered for general information purposes only; it is not offered as and does not constitute legal advice in any way. // Disclaimer